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D-9.2, r. 14.1 - Regulation respecting the compulsory professional development of financial planners

Section 10
Disposition versions

Full text
10. A financial planner who, in respect of a reference period, has accumulated more PDUs than the number required under subparagraphs 2 and 3 of the first paragraph of section 3 may not carry the excess PDUs over to a subsequent reference period.
However, a financial planner who, in respect of a reference period, has accumulated more PDUs than the number required under subparagraph 1 of the first paragraph of section 3 may include the excess PDUs as PDUs referred to under subparagraph 2 of the first paragraph of section 3, but solely in respect of the same period.
M.O. 2011-07, s. 10.
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